Functional Area

Requirements / References

CRAD Hyperlink

Note:  The directives and associated CRADs are current as of the date of this listing. This listing is periodically reviewed and updated. However, the assessor should verify that no significant changes have occurred to selected CRADs and/or directives and that they match the program implementation requirements used or required by contract. UPDATED: 10-16-2009

Project/Contract Management

O 413.3A Chg 1
48 CFR Ch 1 & Ch 9

Training & Qualification

O 360.1B
M 360.1-1B
O 5480.20A Chg 1

ACMP
[Acquisition Career Management Program]

O 361.1B

TQP
[Technical Qualification Program]

M 426.1-1A

TQP Assessment Objectives & Criteria

Construction/Operations Management

Conduct of Operations

O 5480.19 Chg 2

DOE O 5480.19 Program Requirements
Chapter 1 Checklist
Chapter 2 Checklist
Chapter 3 Checklist
Chapter 4 Checklist
Chapter 5 Checklist
Chapter 6 Checklist
Chapter 7 Checklist
Chapter 8 Checklist
Chapter 9 Checklist
Chapter 10 Checklist
Chapter 11 Checklist
Chapter 12 Checklist
Chapter 13 Checklist
Chapter 14 Checklist
Chapter 15 Checklist
Chapter 16 Checklist
Chapter 17 Checklist
Chapter 18 Checklist

Engineering/Configuration Management

Maintenance Management Programs

O 433.1A

Radioactive/Hazardous Waste Management

O 435.1 Chg 1
M 435.1-1 Chg 1

Contact-Handled TRU Waste

EM Contact-Handled TRU Waste Packaging Instructions

DOECAP
[DOE Consolidated Audit Program]

Checklist 1 - Quality Assurance Management Systems
Checklist 2 - Sampling & Analytical Data Quality
Checklist 3 - Waste Operations
Checklist 4 - Environmental Compliance & Permitting
Checklist 5 - Radiological Control
Checklist 6 - Industrial & Chemical Safety
Checklist 7 - Transportation Management

Packaging & Transportation

O 460.1B
O 460.2A

TCAP
[Transportation Safety & Operations Compliance Assurance Program]

Transportation Safety & Operations Compliance Assurance Program

SARD 1 - General Management of Transportation & Packaging Programs
SARD 2 - Hazardous & Radioactive Materials Packaging
SARD 3 - Hazardous & Radioactive Materials Shipper
SARD 4 - Transportation Management Operations
SARD 5 - Contractor Motor Carrier Operations
SARD 6 - Onsite Contractor Railroad Operations
SARD 7 - Transportation Emergency Response
SARD 8 - HAZMAT Employee Training
SARD 9 - Contractor Transportation Security Plans

Sub-Contractor Programs

Real Property Asset Management

O 430.1B Chg 1

DOE O 430.1B Federal Requirements Checklist
DOE O 430.1B Contractor Requirements Checklist

Departmental Energy, Renewable Energy & Transportation Management

O 430.2B

Personal Property Management

O 580.1 Chg 1

DOE O 580.1 Federal Requirements
DOE O 580.1 Contractor Requirements

Motor Equipment Management

41 CFR 109

Records Management

O 243.1
O 243.2

DOE O 243.1 Federal Requirements
DOE O 243.1 Contractor Requirements
DOE O 243.2 Federal Requirements
DOE O 243.2 Contractor Requirements

NARA Directives
[National Archives and Records Administration]

Quality Assurance Program

10 CFR 830 A
O 414.1C
G 414.1-1B
G 414.1-2A
G 414.1-3
G 414.1-4
G 414.1-5

QAP Review & Approval Template
Quality Assurance Assessment Plan Template

Corrective Action Management Program

O 414.1C
G 414.1-5

DOE O 414.1C Attachment 4 Requirements

Suspect/Counterfeit Items

10 CFR 830 A, O 414.1C
G 414.1-3

DOE O 414.1C Contractor Requirements

Safety Software Quality Assurance

10 CFR 830 A, O 414.1C
G 414.1-4

F.5.1 Software Project Management & Quality Planning
F.5.2 Software Risk Management
F.5.3 Software Configuration Management
F.5.4 Software Procurement & Supplier Management
F.5.5 Software Requirements Identification & Management
F.5.6 Software Design and Implementation
F.5.7 Software Safety
F.5.8 Software Verification & Validation
F.5.9 Software Problem Reporting & Corrective Action
F.5.10 Training Personnel in the Design, Development, Use, & Evaluation of Safety Software

Software Quality Assurance

O 200.1A
N 203.1
O 414.1C

DOE O 200.1A Federal Requirements
DOE O 200.1A Contractor Requirements

ASME NQA-1-2004
[American Society of Mechanical Engineers Nuclear Quality Assurance]

Corporate Performance Metrics

EM Corporate Performance Metrics for Quality Assurance Programs

EM Corporate Performance Metrics - QAP

Site Assurance Program

O 226.1A
O 210.2
O 231.1A Chg 1

DOE O 226.1A Contractor Assurance Systems Criteria

Integrated Safety Management

M 450.4-1

ISMS Phase I BBC.1
ISMS Phase I BBC.2
ISMS Phase I BBC.3
ISMS Phase I DOE.1
ISMS Phase I DOE.2
ISMS Phase I HAZ.1
ISMS Phase I HAZ.2
ISMS Phase I HAZ.3
ISMS Phase I MG.1
ISMS Phase I MG.2
ISMS Phase I MG.3
ISMS Phase I MG.4

ISMS Phase II

Worker Safety & Health

10 CFR 851
O 440.1B
O 442.1A

Radiation Protection Programs

10 CFR 835
O 5400.5 Chg 2

Nuclear Safety

10 CFR 830 B
O 410.1
O 420.1B
O 425.1C

Environmental Management System

O 450.1A

DOE O 450.1A Federal Requirements
DOE O 450.1A Contractor Requirements

NEPA Compliance
[National Environmental Policy Act]

O 451.1B Chg 1

DOE O 451.1B Federal Requirements
DOE O 451.1B Contractor Requirements

Integrated Safeguards & Security Management

O 470.4A
O 410.2
M 470.4-1 Chg 1
M 470.4-2A
M 470.4-3A
M 470.4-4A
M 470.4-5
M 470.4-6 Chg 1
M 470.4-7
M 470.4-8

Cyber Security

O 205.1A
M 205.1-3
M 205.1-4
M 205.1-5 Adm Chg 1
M 205.1-6 Adm Chg 1
M 205.1-7 Adm Chg 1
M 205.1-8 Adm Chg 1

NIST SP 800-53 Rev. 1
[National Institute of Standards and Technology Special Publication]

EMCBC Cyber Security Program

EMCBC Cyber Security Controls Checklist

Emergency Management

O 151.1C
O 225.1A

DOE O 151.1C Federal Requirements
DOE O 151.1C Contractor Requirements

Continuity of Operations Program

O 150.1

DOE O 150.1 Federal Requirements
DOE O 150.1 Contractor Requirements